In House Counsel Jobs New York | JDHuntr 49225 Chief Compliance Officer, Los Angeles, CA Job at In House Jobs | JDHuntr, Los Angeles, CA

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  • In House Jobs | JDHuntr
  • Los Angeles, CA

Job Description

In House Counsel Jobs New York | JDHuntr 49225 Chief Compliance Officer, Los Angeles, CA
To apply go to JDHuntr.com
Advance compliance programs that focus on regulatory requirements across applicable regulatory regimes, including, but not limited to: the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange Act of 1934, and OCC Regulation 9. Advocating for a strong culture of compliance with senior management and business partners. Providing oversight and challenge to front line compliance risk taking activity in alignment with OCCs Heightened Standards and provide guidance as necessary


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Employment Type: Full-Time

Job Tags

Full time,

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